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Keep yourself up to date with all the latest announcements from CapitaLand Retail China Trust

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Buyer/Seller : 

Year :         Type :      

Updated: 24 Aug 2017 16:36
SGX Symbol: AU8U Currency: SGD
Last Done: 1.610 Volume ('000): 378.4
Change: - % Change: -
Day's Range: 1.605 - 1.610 52 Weeks' Range: 1.330 - 1.685
Announce Date [Date of Effective Change] Buyer/ Seller Name [Type*] S/ W/ U ** Bought/ (Sold) ('000) Price ($) After Trade Note
No. of Shares ('000) *** % Held ***
06/07/17
[05/07/17]
Matthews International Funds ("MIF") [SSH] S/U 723  - 53,887 6.06 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): 1,207,739.76 SGD Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 53887100 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 6.06000000 (Deemed Interest)
Matthews International Funds ("MIF") is a U.S.-business trust that transacts in CRCT units (as well as other securities) on behalf of its clients. CRCT units owned by MIF are held by a local custodian, giving rise to MIF's deemed interest in CRCT. The percentage change is the result of a series of transactions that occurred since MIF's most recent CRCT filing as of April 13, 2015. Please note that the unit amounts reported above includes units previously reported by Matthews International Capital Management, LLC ("MICM"), which acts as Investment Advisor to MIF and its other clients. MICM, which as Investment Advisor has discretionary authority over its clients' holdings, separately reports its deemed interest in the units owned by MIF and its other clients.
08/06/17
[06/06/17]
AIA Company Limited [SSH] S/U (350)  1.580 44,133 4.97 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): 350,000 units @ S$1.58 per unit = S$553,000.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 44132618 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.96570000 (Deemed Interest)
Before the transaction, it consists of 44,482,618 units held by AIA Singapore Private Limited through Citibank Nominees Singapore Pte Ltd. After the transaction, it consists of 44,132,618 units held by AIA Singapore Private Limited through Citibank Nominees Singapore Pte Ltd. The percentage figures shown above are calculated based on 888,745,671units issued shares as at 06 June, 2017.
08/06/17
[06/06/17]
AIA Group Limited [SSH] S/U (350)  1.580 44,133 4.97 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): 350,000 units @ S$1.58 per unit = S$553,000.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 44132618 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.96570000 (Deemed Interest)
Before the transaction, it consists of 44,482,618 units held by AIA Singapore Private Limited through Citibank Nominees Singapore Pte Ltd. After the transaction, it consists of 44,132,618 units held by AIA Singapore Private Limited through Citibank Nominees Singapore Pte Ltd. The percentage figures shown above are calculated based on 888,745,671 units issued shares as at 06 June, 2017.
08/06/17
[06/06/17]
AIA Investment Management Private Limited [SSH] S/U (350)  - 44,133 4.97 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): 350,000 units @ S$1.58 per unit = S$553,000.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 44132618 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.96570000 (Deemed Interest)
Sold on behalf of clients as Investment Managers. The percentage figures shown above are calculated based on 888,745,671 units issued shares as at 06 June, 2017.
08/06/17
[06/06/17]
AIA Singapore Private Limited [SSH] S/U (350)  1.580 44,133 4.97 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): 350,000 units @ S$1.58 per unit = S$553,000.00 Immediately after the transaction
No. of ordinary voting shares/units held: 44132618 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 4.96570000 (Direct Interest); 0.00000000 (Deemed Interest)
Before the transaction, it consists of 44,482,618 units held by AIA Singapore Private Limited through Citibank Nominees Singapore Pte Ltd. After the transaction, it consists of 44,132,618 units held by AIA Singapore Private Limited through Citibank Nominees Singapore Pte Ltd. The percentage figures shown above are calculated based on 888,745,671 units issued shares as at 06 June, 2017.
16/05/17
[12/05/17]
Tan Kong Yam [DIR] S/U 9  1.550 21 NA Note
Remarks
Receipt of 9,292 units in CapitaLand Retail China Trust as part payment of my director's fees for the financial year ended 31 December 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 20708 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00230000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" and "Immediately after the transaction" is based on 888,745,671 units in CapitaLand Retail China Trust as at 12 May 2017.
16/05/17
[12/05/17]
Christopher Gee Kok Aun [DIR] S/U 10  1.550 30 NA Note
Remarks
Receipt of 9,808 units in CapitaLand Retail China Trust as part payment of my director's fees for the financial year ended 31 December 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 29978 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00340000 (Direct Interest); 0.00000000 (Deemed Interest)
The 29,978 units in CapitaLand Retail China Trust ("CRCT") held "Immediately after the transaction" are held through DBSN Services Pte. Ltd.. I remain the beneficial owner of the 29,978 units in CRCT. The percentage of total number of units "Immediately before the transaction" and "Immediately after the transaction" is based on 888,745,671 units in CRCT as at 12 May 2017.
16/05/17
[12/05/17]
Fong Heng Boo [DIR] S/U 12  1.550 46 0.01 Note
Remarks
Receipt of 11,744 units in CapitaLand Retail China Trust as part payment of my director's fees for the financial year ended 31 December 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 46270 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00520000 (Direct Interest); 0.00000000 (Deemed Interest)
The 46,270 units in CapitaLand Retail China Trust ("CRCT") held "Immediately after the transaction" are held through DBS Nominees (Private) Limited. I remain the beneficial owner of the 46,270 units in CRCT. The percentage of total number of units "Immediately before the transaction" is based on 869,679,633 units in CRCT as at 20 September 2016, and the percentage of total number of units "Immediately after the transaction" is based on 888,745,671 units in CRCT as at 12 May 2017.
15/05/17
[12/05/17]
CapitaLand Retail China Trust Management Limited [Tm/Rp] S/U (31)  1.550 45,411 5.11 Note
Remarks
Part payment of directors' fees for the year ended 31 December 2016 by way of units in CapitaLand Retail China Trust to non-executive directors of CapitaLand Retail China Trust Management Limited. Immediately after the transaction
No. of ordinary voting shares/units held: 45410752 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.11000000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" and "Immediately after the transaction" is based on 888,745,671 units in CapitaLand Retail China Trust as at 12 May 2017.
04/05/17
[02/05/17]
Tan Tze Wooi [DIR] R/O/W 167  - NA NA Note
Remarks
Acceptance of 167,363 Awards comprising (i) 86,618* Awards under Performance Unit Plan ("PUP") and (ii) 80,745*^ Awards under Restricted Unit Plan ("RUP"). *the final no. of units to be released will depend on the achievement of pre-determined targets at the end of the respective performance periods for PUP and RUP. ^on the final vesting, an additional no. of units of a total value equal to the value of the accumulated distributions which are declared during each of the vesting periods and deemed foregone due to the vesting mechanism of RUP, will also be released. Immediately after the transaction
No. of rights/options/warrants held: 167,363 No. of shares/units underlying the rights/options/warrants: 294,353
Immediately before the transaction: No. of rights/options/warrants held: (i) 0 Awards* under the CapitaLand Retail China Trust Management Limited Performance Unit Plan ("PUP"); and (ii) 0 Awards*^ under the CapitaLand Retail China Trust Management Limited Restricted Unit Plan ("RUP"). No. (if known) of shares/units underlying the rights/options/warrants: (i) 0 unit under PUP; and (ii) 0 unit under RUP. Immediately after the transaction: No. of rights/options/warrants held: 167,363 comprising - (i) 86,618 Awards* under PUP; and (ii) 80,745 Awards*^ under RUP. No. (if known) of shares/units underlying the rights/options/warrants - (i) up to 173,236* units under PUP; and (ii) up to 121,117*^ units under RUP. *the final number of units to be released will depend on the achievement of pre-determined targets at the end of the respective performance periods for PUP and RUP. ^on the final vesting, an additional number of units of a total value equal to the value of the accumulated distributions which are declared during each of the vesting periods and deemed foregone due to the vesting mechanism of RUP, will also be released.
27/03/17
[23/03/17]
Christopher Gee Kok Aun [DIR] S/U 0.666  1.383 20 NA Note
Remarks
666 units in CapitaLand Retail China Trust ("CRCT") have been issued to me arising from my election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 4.73 Singapore cents per unit in CRCT for the period from 1 July 2016 to 31 December 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 20170 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00230000 (Direct Interest); 0.00000000 (Deemed Interest)
The 19,504 units in CapitaLand Retail China Trust ("CRCT") held "Immediately before the transaction" and 20,170 units in CRCT held "Immediately after the transaction" are held through DBSN Services Pte. Ltd.. I remain the beneficial owner of the 20,170 units in CRCT. The percentage of total number of units "Immediately before the transaction" is based on 873,856,949 units in CRCT as at 2 March 2017, and the percentage of total number of units "Immediately after the transaction" is based on 888,745,671 units in CRCT as at 23 March 2017.
27/03/17
[23/03/17]
Tan Tee Hieong [DIR] S/U 1  1.383 71 0.01 Note
Remarks
1,367 units in CapitaLand Retail China Trust ("CRCT") have been issued to me arising from my election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 4.73 Singapore cents per unit in CRCT for the period from 1 July 2016 to 31 December 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 71039 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00800000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" is based on 873,856,949 units in CapitaLand Retail China Trust as at 2 March 2017, and the percentage of total number of units "Immediately after the transaction" is based on 888,745,671 units in CapitaLand Retail China Trust as at 23 March 2017.
24/03/17
[23/03/17]
Ng Kok Siong [DIR] S/U 9  1.383 287 0.03 Note
Remarks
9,477 units in CapitaLand Retail China Trust ("CRCT") have been issued to me arising from my election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 4.73 Singapore cents per unit in CRCT for the period from 1 July 2016 to 31 December 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 286613 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.03220000 (Direct Interest); 0.00000000 (Deemed Interest)
The 277,136 units in CapitaLand Retail China Trust ("CRCT") held "Immediately before the transaction" and 286,613 units in CRCT held "Immediately after the transaction" are held through DBS Nominees (Private) Limited. I remain the beneficial owner of the 286,613 units in CRCT. The percentage of total number of units "Immediately before the transaction" is based on 873,856,949 units in CRCT as at 2 March 2017, and the percentage of total number of units "Immediately after the transaction" is based on 888,745,671 units in CRCT as at 23 March 2017.
24/03/17
[23/03/17]
CapitaLand Limited [SSH] S/U 7,303  1.383 347,680 39.12 Note
Remarks
1,366,203 and 5,937,152 units in CRCT have been issued and alloted to CapitaLand Retail China Trust Management Limited ("CRCTML"), the manager of CRCT, and Retail Crown Pte. Ltd. ("RCPL") respectively on 23 March 2017 arising from their election to participate in the distribution reinvestment plan of CRCT to receive units in lieu of cash in respect of the distribution of 4.73 Singapore cents per unit in CRCT for the period from 1 July 2016 to 31 December 2016. CRCTML and RCPL are subsidiaries of CL. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 347679571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 39.12030000 (Deemed Interest)
CapitaLand Limited ("CL")'s deemed interest in the 347,679,571 units in CapitaLand Retail China Trust ("CRCT") arises through its wholly owned subsidiary, CapitaLand Mall Asia Limited ("CMA"). CMA in turn has a deemed interest in the 347,679,571 units in CRCT through its wholly owned subsidiaries and associate which are unitholders of CRCT. CMA is 65.33% directly owned by CL and 34.67% directly owned by Sound Investment Holdings Pte. Ltd., which in turn is a direct wholly owned subsidiary of CL. The percentage of total no. of voting units "Immediately before the transaction" is calculated based on 873,856,949 units in CRCT as at 2 March 2017, and the percentage of total no. of voting units "Immediately after the transaction" is calculated based on 888,745,671 units in CRCT as at 23 March 2017.
24/03/17
[23/03/17]
CapitaLand Mall Asia Limited [SSH] S/U 7,303  1.383 347,680 39.12 Note
Remarks
1,366,203 and 5,937,152 units in CRCT have been issued and alloted to CapitaLand Retail China Trust Management Limited ("CRCTML"), the manager of CRCT, and Retail Crown Pte. Ltd. ("RCPL") respectively on 23 March 2017 arising from their election to participate in the distribution reinvestment plan of CRCT to receive units in lieu of cash in respect of the distribution of 4.73 Singapore cents per unit in CRCT for the period from 1 July 2016 to 31 December 2016. CRCTML and RCPL are subsidiaries of CL. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 347679571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 39.12030000 (Deemed Interest)
CMA's deemed interest in the 347,679,571 units in CRCT arises through its wholly owned subsidiaries and associate which are unitholders of CRCT. CMA is 65.33% directly owned by CL and 34.67% directly owned by Sound Investment Holdings Pte. Ltd., which in turn is a direct wholly owned subsidiary of CL. The percentage of total no. of voting units "Immediately before the transaction" is calculated based on 873,856,949 units in CRCT as at 2 March 2017, and the percentage of total no. of voting units "Immediately after the transaction" is calculated based on 888,745,671 units in CRCT as at 23 March 2017.
24/03/17
[23/03/17]
Lim Ming Yan [DIR] S/U 7  1.383 203 0.02 Note
Remarks
6,848 units in CapitaLand Retail China Trust ("CRCT") have been issued to me arising from my election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 4.73 Singapore cents per unit in CRCT for the period from 1 July 2016 to 31 December 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 203107 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.02290000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" is based on 873,856,949 units in CapitaLand Retail China Trust as at 2 March 2017, and the percentage of total number of units "Immediately after the transaction" is based on 888,745,671 units in CapitaLand Retail China Trust as at 23 March 2017.
23/03/17
[23/03/17]
Tan Kong Yam [DIR] S/U 0.377  1.383 11 NA Note
Remarks
377 units in CapitaLand Retail China Trust ("CRCT") have been issued to me arising from my election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 4.73 Singapore cents per unit in CRCT for the period from 1 July 2016 to 31 December 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 11416 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00130000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" is based on 873,856,949 units in CapitaLand Retail China Trust as at 2 March 2017, and the percentage of total number of units "Immediately after the transaction" is based on 888,745,671 units in CapitaLand Retail China Trust as at 23 March 2017.
23/03/17
[23/03/17]
CapitaLand Retail China Pte. Ltd. [SSH] S/U 5,937  1.383 179,533 20.20 Note
Remarks
5,937,152 units in CapitaLand Retail China Trust ("CRCT") have been issued to Retail Crown Pte. Ltd. ("RCPL") arising from RCPL's election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 4.73 Singapore cents per unit in CRCT for the period from 1 July 2016 to 31 December 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 179532975 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 20.20070000 (Deemed Interest)
CapitaLand Retail China Pte. Ltd.'s deemed interest in the 179,532,975 units in CapitaLand Retail China Trust arises through its direct wholly owned subsidiary, Retail Crown Pte. Ltd., which is a unitholder of CapitaLand Retail China Trust. Retail Crown Pte. Ltd. is a direct wholly owned subsidiary of CapitaLand Retail China Pte. Ltd.. The percentage of total number of units "Immediately before the transaction" is based on 873,856,949 units in CapitaLand Retail China Trust as at 2 March 2017, and the percentage of total number of units "Immediately after the transaction" is based on 888,745,671 units in CapitaLand Retail China Trust as at 23 March 2017.
23/03/17
[23/03/17]
Retail Crown Pte. Ltd. [SSH] S/U 5,937  1.383 179,533 20.20 Note
Remarks
5,937,152 units in CapitaLand Retail China Trust ("CRCT") have been issued to Retail Crown Pte. Ltd. ("RCPL") arising from RCPL's election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 4.73 Singapore cents per unit in CRCT for the period from 1 July 2016 to 31 December 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 179532975 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 20.20070000 (Direct Interest); 0.00000000 (Deemed Interest)
Retail Crown Pte. Ltd. is a direct wholly owned subsidiary of CapitaLand Retail China Pte. Ltd.. The percentage of total number of units "Immediately before the transaction" is based on 873,856,949 units in CapitaLand Retail China Trust as at 2 March 2017, and the percentage of total number of units "Immediately after the transaction" is based on 888,745,671 units in CapitaLand Retail China Trust as at 23 March 2017.
23/03/17
[23/03/17]
CapitaLand Retail China Trust Management Limited [Tm/Rp] S/U 1,366  1.383 45,442 5.11 Note
Remarks
1,366,203 units in CapitaLand Retail China Trust ("CRCT") have been issued to CapitaLand Retail China Trust Management Limited ("CRCTML") arising from CRCTML's election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 4.73 Singapore cents per unit in CRCT for the period from 1 July 2016 to 31 December 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 45441596 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.11300000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" is based on 873,856,949 units in CapitaLand Retail China Trust as at 2 March 2017, and the percentage of total number of units "Immediately after the transaction" is based on 888,745,671 units in CapitaLand Retail China Trust as at 23 March 2017.
03/03/17
[01/03/17]
Tan Tee Hieong [DIR] S/U 30  - 70 0.01 Note
Remarks
Receipt of 29,677 units in CapitaLand Retail China Trust under the CapitaLand Retail China Trust Management Limited Restricted Unit Plan. Immediately after the transaction
No. of ordinary voting shares/units held: 69672 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00800000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" and "Immediately after the transaction" is based on 873,856,949 units in CapitaLand Retail China Trust as at 2 March 2017.
03/03/17
[01/03/17]
Tan Tee Hieong [DIR] R/O/W (9)  - NA NA Note
Remarks
Final number of 89,031 units in CapitaLand Retail China Trust awarded under the CapitaLand Retail China Trust Management Limited Restricted Unit Plan. Immediately after the transaction
No. of rights/options/warrants held: 130,859 No. of shares/units underlying the rights/options/warrants: 202,364
Immediately before the transaction: No. of rights/options/warrants held: 140,149 comprising - (i) 71,505 Awards* under the CapitaLand Retail China Trust Management Limited Performance Unit Plan ("PUP"); and (ii) 68,644 Awards^ under the CapitaLand Retail China Trust Management Limited Restricted Unit Plan ("RUP"). No. (if known) of shares/units underlying the rights/options/warrants - 245,976 comprising - (i) up to 143,010* units under PUP; and (ii) up to 102,966^ units under RUP. Immediately after the transaction: No. of rights/options/warrants held -130,859 comprising - (iii) 71,505 Awards* under the PUP; and (iv) 59,354 unvested units under RUP. No. (if known) of shares/units underlying the rights/options/warrants - 202,364 comprising - (iii) up to 143,010* units under the PUP; and (iv) 59,354* units under RUP. Awards refer to contingent baseline unit awards. * the final number of units to be released will depend on the achievement of pre-determined targets at the end of the respective performance periods of PUP and RUP. ^ on the final vesting, an additional number of units of a total value equal to the value of the accumulated distributions which are declared during each of the vesting periods and deemed foregone due to the vesting mechanism of RUP, will also be released.
02/03/17
[02/03/17]
CapitaLand Retail China Trust Management Limited [SSH] S/U 4,177  - 44,075 5.04 Note
Remarks
4,177,316 units in CapitaLand Retail China Trust ("CRCT") have been issued at an issue price of S$1.3556 per unit to CapitaLand Retail China Trust Management Limited, as manager of CRCT, as payment of the performance component of the Management Fee (as defined in the trust deed dated 23 October 2006 constituting CRCT (as amended)) for the period from 1 January 2016 to 31 December 2016 (both dates inclusive). Immediately after the transaction
No. of ordinary voting shares/units held: 44075393 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.04380000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" is based on 869,679,633 units in CapitaLand Retail China Trust ("CRCT") as at 20 September 2016, and the percentage of total number of units "Immediately after the transaction" is based on 873,856,949 units in CRCT as at 2 March 2017.
02/03/17
[02/03/17]
CapitaLand Retail China Trust Management Limited [Tm/Rp] S/U 4,177  - 44,075 5.04 Note
Remarks
Acquisition of Securities as part of management, acquisition and/or divestment fees paid by the Listed Issuer Immediately after the transaction
No. of ordinary voting shares/units held: 44075393 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.04380000 (Direct Interest); 0.00000000 (Deemed Interest)
(a) 4,177,316 units in CapitaLand Retail China Trust ("CRCT") have been issued at an issue price of S$1.3556 per unit to CapitaLand Retail China Trust Management Limited, as manager of CRCT, as payment of the performance component of the Management Fee (as defined in the trust deed dated 23 October 2006 constituting CRCT (as amended)) for the period from 1 January 2016 to 31 December 2016 (both dates inclusive). (b) The percentage of total number of units "Immediately before the transaction" is based on 869,679,633 units in CRCT as at 20 September 2016, and the percentage of total number of units "Immediately after the transaction" is based on 873,856,949 units in CRCT as at 2 March 2017.
01/03/17
[01/03/17]
CapitaLand Retail China Trust Management Limited [Tm/Rp] S/U (48)  - 39,898 4.59 Note
Remarks
Transfer of 48,224 units in CapitaLand Retail China Trust from CapitaLand Retail China Trust Management Limited's unitholding to its key management personnel under the Restricted Unit Plan. Immediately after the transaction
No. of ordinary voting shares/units held: 39898077 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 4.59000000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" and "Immediately after the transaction" is based on 869,679,633 units in CapitaLand Retail China Trust as at 20 September 2016.
17/02/17
[16/02/17]
Lim Ming Yan [DIR] S/U (4)  - 196 0.02 Note
Remarks
I have transferred 2,000 units in CapitaLand Retail China Trust to each of my two sons, Mr Lim Dao Kai and Mr Lim Dao Han. Immediately after the transaction
No. of ordinary voting shares/units held: 196259 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.02300000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" and "Immediately after the transaction" is based on 869,679,633 units in CapitaLand Retail China Trust as at 20 September 2016.
25/01/17
[20/01/17]
AIA Investment Management Private Limited [SSH] S/U 48,023  8.000 48,023 5.52 Note
Remarks
AIA Investment Management Private Limited assumed investment management of the above mentioned units for its clients on 20 January 2017. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 48023369 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.52200000 (Deemed Interest)
The percentage figures shown above are calculated based on 869,679,633 units outstanding.
20/09/16
[20/09/16]
Ng Kok Siong [DIR] S/U 9  1.509 277 0.03 Note
Remarks
9,437 units in CapitaLand Retail China Trust ("CRCT") have been issued to me arising from my election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 5.32 Singapore cents per unit in CRCT for the period from 1 January 2016 to 30 June 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 277136 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.03190000 (Direct Interest); 0.00000000 (Deemed Interest)
The 267,699 units in CapitaLand Retail China Trust ("CRCT") held "Immediately before the transaction" and 277,136 units in CRCT held "Immediately after the transaction" are held through DBS Nominees (Private) Limited. I remain the beneficial owner of the 277,136 units in CRCT. The percentage of total number of units "Immediately before the transaction" is based on 855,296,137 units in CRCT as at 30 March 2016, and the percentage of total number of units "Immediately after the transaction" is based on 869,679,633 units in CRCT as at 20 September 2016.
20/09/16
[20/09/16]
Christopher Gee Kok Aun [DIR] S/U 0.664  1.509 20 NA Note
Remarks
664 units in CapitaLand Retail China Trust ("CRCT") have been issued to me arising from my election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 5.32 Singapore cents per unit in CRCT for the period from 1 January 2016 to 30 June 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 19504 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00220000 (Direct Interest); 0.00000000 (Deemed Interest)
The 18,840 units in CapitaLand Retail China Trust ("CRCT") held "Immediately before the transaction" and 19,504 units in CRCT held "Immediately after the transaction" are held through DBSN Services Pte. Ltd.. I remain the beneficial owner of the 19,504 units in CRCT. The percentage of total number of units "Immediately before the transaction" is based on 855,296,137 units in CRCT as at 30 March 2016, and the percentage of total number of units "Immediately after the transaction" is based on 869,679,633 units in CRCT as at 20 September 2016.
20/09/16
[20/09/16]
Fong Heng Boo [DIR] S/U 1  1.509 35 NA Note
Remarks
1,175 units in CapitaLand Retail China Trust ("CRCT") have been issued to me arising from my election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 5.32 Singapore cents per unit in CRCT for the period from 1 January 2016 to 30 June 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 34526 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00400000 (Direct Interest); 0.00000000 (Deemed Interest)
The 33,351 units in CapitaLand Retail China Trust ("CRCT") held "Immediately before the transaction" and 34,526 units in CRCT held "Immediately after the transaction" are held through DBS Nominees (Private) Limited. I remain the beneficial owner of the 34,526 units in CRCT. The percentage of total number of units "Immediately before the transaction" is based on 855,296,137 units in CRCT as at 30 March 2016, and the percentage of total number of units "Immediately after the transaction" is based on 869,679,633 units in CRCT as at 20 September 2016.
20/09/16
[20/09/16]
Tan Tee Hieong [DIR] S/U 1  1.509 40 NA Note
Remarks
1,361 units in CapitaLand Retail China Trust ("CRCT") have been issued to me arising from my election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 5.32 Singapore cents per unit in CRCT for the period from 1 January 2016 to 30 June 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 39995 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00460000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" is based on 855,296,137 units in CapitaLand Retail China Trust as at 30 March 2016, and the percentage of total number of units "Immediately after the transaction" is based on 869,679,633 units in CapitaLand Retail China Trust as at 20 September 2016.
20/09/16
[20/09/16]
Lim Ming Yan [DIR] S/U 7  1.509 200 0.02 Note
Remarks
6,819 units in CapitaLand Retail China Trust ("CRCT") have been issued to me arising from my election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 5.32 Singapore cents per unit in CRCT for the period from 1 January 2016 to 30 June 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 200259 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.02300000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" is based on 855,296,137 units in CapitaLand Retail China Trust as at 30 March 2016, and the percentage of total number of units "Immediately after the transaction" is based on 869,679,633 units in CapitaLand Retail China Trust as at 20 September 2016.
20/09/16
[20/09/16]
CapitaLand Retail China Trust Management Limited [Tm/Rp] S/U 1,360  1.509 39,946 4.59 Note
Remarks
1,360,352 units in CapitaLand Retail China Trust ("CRCT") have been issued to CapitaLand Retail China Trust Management Limited ("CRCTML") arising from CRCTML's election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 5.32 Singapore cents per unit in CRCT for the period from 1 January 2016 to 30 June 2016. Immediately after the transaction
No. of ordinary voting shares/units held: 39946301 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 4.59320000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" is based on 855,296,137 units in CapitaLand Retail China Trust as at 30 March 2016, and the percentage of total number of units "Immediately after the transaction" is based on 869,679,633 units in CapitaLand Retail China Trust as at 20 September 2016.
31/05/16
[30/05/16]
Tan Tee Hieong [DIR] R/O/W 140  - NA NA Note
Remarks
Acceptance of 140,149 Awards comprising (i) 71,505* Awards under Performance Unit Plan ("PUP") and (ii) 68,644*^ Awards under Restricted Unit Plan ("RUP"). *the final no. of units to be released will depend on the achievement of pre-determined targets at the end of the respective performance periods for PUP and RUP. ^on the final vesting, an additional no. of units of a total value equal to the value of the accumulated distributions which are declared during each of the vesting periods and deemed foregone due to the vesting mechanism of RUP, will also be released. Immediately after the transaction
No. of rights/options/warrants held: 140,149 No. of shares/units underlying the rights/options/warrants: 245,976
Immediately before the transaction: No. of rights/options/warrants held: (i) 0 Awards* under the CapitaLand Retail China Trust Management Limited Performance Unit Plan ("PUP"); and (ii) 0 Awards*^ under the CapitaLand Retail China Trust Management Limited Restricted Unit Plan ("RUP"). No. (if known) of shares/units underlying the rights/options/warrants: (i) 0 unit under PUP; and (ii) 0 unit under RUP. Immediately after the transaction: No. of rights/options/warrants held: 140,149 comprising - (i) 71,505 Awards* under PUP; and (ii) 68,644 Awards*^ under RUP. No. (if known) of shares/units underlying the rights/options/warrants - (i) up to 143,010* units under PUP; and (ii) up to 102,966*^ units under RUP. * the final number of units to be released will depend on the achievement of pre-determined targets at the end of the respective performance periods for PUP and RUP. ^ on the final vesting, an additional number of units of a total value equal to the value of the accumulated distributions which are declared during each of the vesting periods and deemed foregone due to the vesting mechanism of RUP, will also be released.
04/05/16
[03/05/16]
Tan Kong Yam [DIR] S/U 10  1.461 11 NA Note
Remarks
Receipt of 9,858 units in CapitaLand Retail China Trust as part payment of my director's fees for the financial year ended 31 December 2015. Immediately after the transaction
No. of ordinary voting shares/units held: 11039 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00130000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" and "Immediately after the transaction" is based on 855,296,137 units in CapitaLand Retail China Trust as at 3 May 2016.
04/05/16
[03/05/16]
Christopher Gee Kok Aun [DIR] S/U 10  1.461 19 NA Note
Remarks
Receipt of 10,323 units in CapitaLand Retail China Trust as part payment of my director's fees for the financial year ended 31 December 2015. Immediately after the transaction
No. of ordinary voting shares/units held: 18840 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00220000 (Direct Interest); 0.00000000 (Deemed Interest)
The 18,840 units in CapitaLand Retail China Trust held "Immediately after the transaction" are held through DBSN Services Pte. Ltd.. I remain the beneficial owner of the 18,840 units in CapitaLand Retail China Trust. The percentage of total number of units "Immediately before the transaction" and "Immediately after the transaction" is based on 855,296,137 units in CapitaLand Retail China Trust as at 3 May 2016.
04/05/16
[03/05/16]
Fong Heng Boo [DIR] S/U 13  1.461 33 NA Note
Remarks
Receipt of 12,596 units in CapitaLand Retail China Trust as part payment of my director's fees for the financial year ended 31 December 2015. Immediately after the transaction
No. of ordinary voting shares/units held: 33351 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00390000 (Direct Interest); 0.00000000 (Deemed Interest)
The 33,351 units in CapitaLand Retail China Trust held "Immediately after the transaction" are held through DBS Nominees (Private) Limited. I remain the beneficial owner of the 33,351 units in CapitaLand Retail China Trust. The percentage of total number of units "Immediately before the transaction" and "Immediately after the transaction" is based on 855,296,137 units in CapitaLand Retail China Trust as at 3 May 2016.
04/05/16
[03/05/16]
Liew Cheng San Victor [DIR] S/U 18  1.461 168 0.02 Note
Remarks
Receipt of 17,662 units in CapitaLand Retail China Trust as part payment of my director's fees for the financial year ended 31 December 2015. Immediately after the transaction
No. of ordinary voting shares/units held: 167724 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.01960000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" and "Immediately after the transaction" is based on 855,296,137 units in CapitaLand Retail China Trust as at 3 May 2016.
03/05/16
[03/05/16]
CapitaLand Retail China Trust Management Limited [Tm/Rp] S/U (50)  1.461 38,586 4.51 Note
Remarks
Part payment of directors' fees for the year ended 31 December 2015 by way of units in CapitaLand Retail China Trust to non-executive directors of CapitaLand Retail China Trust Management Limited. Immediately after the transaction
No. of ordinary voting shares/units held: 38585949 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 4.51140000 (Direct Interest); 0.00000000 (Deemed Interest)
The percentage of total number of units "Immediately before the transaction" and "Immediately after the transaction" is based on 855,296,137 units in CapitaLand Retail China Trust as at 3 May 2016.
11/04/16
[30/03/16]
Ng Kok Siong [DIR] S/U 10  1.391 268 0.03 Note
Remarks
9,700 units in CapitaLand Retail China Trust ("CRCT") have been issued to me arising from my election to participate in the distribution reinvestment plan to receive units in lieu of cash in respect of the distribution of 5.23 Singapore cents per unit in CRCT for the period from 1 July 2015 to 31 December 2015. Immediately after the transaction
No. of ordinary voting shares/units held: 267699 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.03130000 (Direct Interest); 0.00000000 (Deemed Interest)
The 257,999 units in CapitaLand Retail China Trust ("CRCT") held "Immediately before the transaction" and 267,699 units in CRCT held "Immediately after the transaction" are held through DBS Nominees (Private) Limited. I remain the beneficial owner of the 267,699 units in CRCT. The percentage of total number of units "Immediately before the transaction" is based on 844,201,921 units in CRCT as at 14 March 2016, and the percentage of total number of units "Immediately after the transaction" is based on 855,296,137 units in CRCT as at 30 March 2016.
* DIR - Director (include Directors of related companies)
SSH - Substantial Shareholder
COY - Company Share Buyback
** S - Shares
W - Warrants
U - Units
R - Rights
*** Direct & Deemed Interests

Notes

  1. Only trades by directors, substantial shareholders and company share buy back are included in Insider Trades.